# Enhancing the criteria for disclosing the names of securities holders and investment companies (SET News)

- Link: https://www.thailand-business-news.com/investment/119518-enhancing-the-criteria-for-disclosing-the-names-of-securities-holders-and-investment-companies-set-news
- Published: 2023-12-27T11:51:30+07:00
- Author: SET News

The SET is seeking comments on the “Revision of Criteria on Disclosure of Securities
Holders and Investment Company” to ensure that investors have access to comprehensive
information for making informed investment decisions, in accordance with the Securities
and Exchange Commission (SEC)’s policy.

**1. Revise the criteria for disclosure of securities holders**

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The names of securities holders shall be disclosed at least 5% of the paid-up capital,
but not less than 10 securities holders. Currently, the list of the first 10 major
securities holders or securities holders will be disclosed to listed companies, 
investment trusts, infrastructure funds and property funds.

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2. Revise the criteria for listed investment companies as defined by the SEC by 
implementing stricter and more efficient measures, such as issuing caution (C) and
suspension (SP) signs before delisting.

**Source** : [ Short news from the Stock Exchange Open to listening to opinions “
Improving the criteria for disclosing names of securities holders and investment
companies” until 5 Jan. 2024