Tag: The Securities and Exchange Commission Thailand

The SEC is inviting comments on proposed REIT regulations to improve flexibility and clarity. Amendments include revised borrowing ratios, enhanced disclosure requirements, and stricter rules on benefit procurement.

The SEC seeks public input on proposed amendments to short selling and securities borrowing rules, aiming for efficiency and enhanced oversight. Key changes include clarifying definitions and improving risk management processes.

The SEC has filed criminal complaints against five individuals for illicitly operating a digital asset business without a license. They offered Worldcoin trading and violated regulations. Caution is advised for investors.

The SEC inspected ERX Co., Ltd. after its business suspension due to inadequate capital. As of January 6, 2026, client assets are secure. Investors are advised to stay informed.

The SEC amended regulations for asset management companies, allowing them to compensate investors for incorrect pricing by using their funds and exceeding actual losses, effective February 1, 2026. Bangkok, 6 January 2026 – The Securities and Exchange Commission (SEC) hasamended ...

The SEC has filed criminal complaints against nine individuals for manipulating Comanche International (COMAN) stock prices. Their activities misled the public, violating securities laws. Legal proceedings will follow.

On December 25, 2025, JKN Global Group's rehabilitation petition was dismissed, leading to asset freezes for 180 days due to fraud and false financial disclosures, affecting multiple individuals.

The SEC imposed 19,339,187 baht in civil penalties on Pakorn Mongkoltada for insider trading involving Aqua Corporation. He is barred from executive roles for 14 months. Further actions depend on his consent.